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Case Studies

SEC-sourced case studies on control failures, assurance evidence and risk decisions.


Case study 02: BAE Systems and export-control understanding

Oct 13, 2026

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3 min read

Case study 02: BAE Systems and export-control understanding

What the 2026 U.S. Department of State consent agreement says about frontline awareness, training and operational controls.

Kelroy James
Kelroy James
Case study 01: Morgan Stanley’s missing hardware trail

Oct 13, 2026

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1 min read

Case study 01: Morgan Stanley’s missing hardware trail

What an SEC enforcement order reveals about vendor oversight, asset reconciliation and verified IT disposal.

Kelroy James
Kelroy James

Chain of Custody

Practical checks for logistics and procurement teams managing supplier risk, shipment records and delivery exceptions. Each week, one problem and the evidence needed to make a defensible decision.

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